more company more experience Level,. Benefits, an attractive remuneration package will be offered to the successful candidate. Desired Experience: Accounting Linium 25 reviews New York, NY 10022 (Midtown area) Prestigious international financial services firm is seeking a Compliance Officer to cover the FX Sales Trading business line, working directly on the trading. Any other Ad-hoc activities not listed above, that may occur on an as and when basis. Qualifications: Bachelor (Ba/BSc) in Finance and/or Economics and/or a related field and/or a Professional currency trading floor Qualification (CFA, ACA, acca, CPA). Min 14,000 Max 149,000 Compliance Officer salaries by company in United States.
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Jobs in New York, NY - New York jobs Salary Search: Compliance Officer salaries in New York, NY Learn more about working at Jefferies Company, Inc. Advise the Back Office on any necessary changes or actions with regards to procedures. Advance Career, on behalf of our clients,. Compliance, officer ; Responsibilities: Ensure the efficient sar forex communication with the Commission on compliance and risk management related matters and the effective monitoring of applicable legislation, effectively incorporating changes, updates and/or amendments to circulars, directives, laws, rules and regulations in internal policies and procedures and other. San Ramon, CA (4 san Francisco, CA (4 boston, MA (2 charlotte, NC (2 buffalo, NY (2 los Angeles, CA (1 alpharetta, GA (1). BNP Paribas 2,196 reviews San Ramon, CA Legal and regulatory compliance ; Maintains contacts with bank officers responsible for marketing and sales of assigned product(s) to monitor trends, determine. Department OverviewThe Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks. Familiarity with trading desk operations and systems (i.e. Provide employees training on compliance and/or risk management related matters. 115 reviews New York, NY Assisting desk coverage officers across all fixed income products (Corporates, Rates, Futures, FX, Municipals, Emerging Markets, High Yield and Mortgages).
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